Let's begin with Why. I believe Americans need good financial advice if they are to gain a measure of financial security. I further believe I
can best serve Americans - indirectly - through serving the financial services professionals who directly serve them.
My passion to serve has been demonstrated throughout the decades as an attorney, author, consultant, teacher, and expert witness. During my
years within the financial world, I've observed how critical it is to know the subject matter and be a trustworthy resource.
The financial services sector is not simple. Never has been. Never will be. It is a VUCA world: Volatile, Uncertain, Complex, and Ambiguous.
Successful client outcomes are rarely guaranteed and never predicted perfectly by gazing at a crystal ball.
Investment themes may come and go. Markets gyrate. Investment Managers are Hot, or Not. The world of investing may be defined as a complex web of legal,
regulatory, fiduciary, and ethical demands.
Visit our website often for the latest news focusing on cybersecurity, privacy law, insurance law, securities law, portfolio construction, fiduciary practices and more.
[ News Archive ]
On February 27, 2025, as part of an effort to provide greater clarity on the application of the federal securities laws to crypto assets, the SEC's Division of Corporation Finance (the Division) provided its views on "meme coins." They defined a "meme coin" as...
The Consumer Financial Protection Bureau (CFPB) is rescinding its existing enforcement and supervision priority documents, according to a memo sent to bureau staff by CFPB Chief Legal Officer Mark Paoletta...
In partnership, the Cybersecurity Risk Foundation (CRF) and SANS have created a library of free cybersecurity policy templates to help organizations quickly define, document, and deploy...
For most of my professional life, I have specialized in helping investment professionals and their firms do things the right way. Specifically, Keith Loveland Consulting:
"I have assisted both claimants and respondents in providing behind-the-scenes support as well as on-the-stand expert testimony."