Keith Loveland

Welcome

Loveland Consulting

Let's begin with Why. I believe Americans need good financial advice if they are to gain a measure of financial security. I further believe I can best serve Americans - indirectly - through serving the financial services professionals who directly serve them.

My passion to serve has been demonstrated throughout the decades as an attorney, author, consultant, teacher, and expert witness. During my years within the financial world, I've observed how critical it is to know the subject matter and be a trustworthy resource.

The financial services sector is not simple. Never has been. Never will be. It is a VUCA world: Volatile, Uncertain, Complex, and Ambiguous. Successful client outcomes are rarely guaranteed and never predicted perfectly by gazing at a crystal ball.

Investment themes may come and go. Markets gyrate. Investment Managers are Hot, or Not. The world of investing may be defined as a complex web of legal, regulatory, fiduciary, and ethical demands.

News

Visit our website often for the latest news focusing on cybersecurity, privacy law, insurance law, securities law, portfolio construction, fiduciary practices and more.
[ News Archive ]

Regulations Framework
SEC

Regressing into Progress by SEC Commissioner Peirce

On June 5, 2025, SEC Commissioner Hester M. Peirce delivered remarks entitled "Regressing into Progress", before the International Center for Insurance Regulation Digital Insurance Forum...

  • Jun 17, 2025
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Information on Capital Formation
SEC

SEC Publishes Data on Regulation A, Crowdfunding Offerings, and Private Fund Beneficial Ownership Concentration

On May 28, 2025, The Securities and Exchange Commission's Division of Economic and Risk Analysis published three new reports that provide information on capital formation and...

  • Jun 15, 2025
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Cryptocurrency

Non-Security Crypto Assets Held by a Broker-Dealer are Not Protected by SIPC

On May 15, 2025, the staff of the Division of Trading and Markets issued a set of frequently asked questions ("FAQs") relating to crypto assets, and other topics...

  • Jun 12, 2025
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Artificial Intelligence in Financial Services
AI

Artificial Intelligence: Use and Oversight in Financial Services

On May 19, 2025, the U.S. General Accountability Office ("GAO") published and publicly released GAO-25-107197 regarding artificial intelligence ("AI") in financial institutions...

  • Jun 10, 2025
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Real Estate Investment Trusts

NASAA Proposes Amendments to the Statement of Policy Regarding Real Estate Investment Trusts

On March 25, 2025, the North American Securities Administrators Association, Inc. ("NASAA") published proposed revisions...

  • Jun 06, 2025
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Investment Activities

FINRA's Outside Activities Proposal

On March 14, 2025, FINRA proposed amendments to reduce unnecessary burdens regarding the requirements to report outside activities of broker-dealers' associated persons. The proposal, contained...

  • Jun 03, 2025
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Providing Support

"I have assisted both claimants and respondents in providing behind-the-scenes support as well as on-the-stand expert testimony."

  • CONTACT

    500 Wells Fargo Plaza
    7900 Xerxes Avenue South
    Minneapolis, MN 55431
  • Office Hours

    Mon - Fri 9:00 - 05:00
    Saturday 10:00 - 03:00
  • Phone

    Phone: 952-746-1106
    Cell: 612-961-6019
  • Email

    kloveland@cap-mgt.com
Loveland Consulting