Keith Loveland

Welcome

Loveland Consulting

Let's begin with Why. I believe Americans need good financial advice if they are to gain a measure of financial security. I further believe I can best serve Americans - indirectly - through serving the financial services professionals who directly serve them.

My passion to serve has been demonstrated throughout the decades as an attorney, author, consultant, teacher, and expert witness. During my years within the financial world, I've observed how critical it is to know the subject matter and be a trustworthy resource.

The financial services sector is not simple. Never has been. Never will be. It is a VUCA world: Volatile, Uncertain, Complex, and Ambiguous. Successful client outcomes are rarely guaranteed and never predicted perfectly by gazing at a crystal ball.

Investment themes may come and go. Markets gyrate. Investment Managers are Hot, or Not. The world of investing may be defined as a complex web of legal, regulatory, fiduciary, and ethical demands.



Keith Loveland

Author, Poet, Artist

A Lifelong Learner

In addition to teaching and practicing law, Keith also is an artist and poet. His debut novel, The End of the Empire, is a rich exploration of the changing values that have shaped our country since the Second World War, particularly what people love, whom they love, and how far they will go to find and protect that.
• Click Here for Keith Loveland Author

News

Visit our website often for the latest news focusing on cybersecurity, privacy law, insurance law, securities law, portfolio construction, fiduciary practices and more.
[ News Archive ]

Keith Loveland Recognition

Keith Loveland

• Securities Experts Roundtable (SER) member Keith Loveland was recently recognized for his dedicated service on the Board.

Keith spent three years on the Board, from 2023-2026, and served as SER's Secretary, Audit Chair, and Public Relations Chair, among other committee participation.

He was thanked for his educational webcasts and more than 20 years of membership. SER attributes its ongoing success and growth to the commitment of members like Keith.

  • Sept 20, 2026
Recognitions
Exam History

Keith Loveland

"As an Expert Witness, I help an arbitrator or jury understand the complex issues upon which a decision must be based in securities cases."
• BA in Pre-Law & Philosophy from the University of Minnesota, Duluth, and a Juris Doctor from William Mitchell College of Law
• Admitted to law practice in Minnesota, and also admitted to Federal District Court and Court of Appeals practice
• Continuing education has included studies at Harvard University Law School, receiving a Certificate in Securities Regulation ...

  • Sept 17, 2026
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Law Expertise

Keith Loveland

I have taught cybersecurity and privacy law, insurance law, securities law, portfolio construction, and fiduciary practices for many years. I routinely am asked to provide tutoring for persons seeking:
• Series 4 - Registered Options Principal
• Series 7 - General Securities Representative Exam
• Series 9/10 - General Securities Sales Supervisor Exam
• Series 27 - Financial and Operations Principal Exam
• Series 65 - Uniform Investment Adviser Law Exam ...

  • Sept 15, 2026
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Inside Courtroom

Keith Loveland

• BA in Pre-Law & Philosophy from the University of Minnesota, Duluth, and a Juris Doctor from William Mitchell College of Law
• Admitted to law practice in Minnesota, and also admitted to Federal District Court and Court of Appeals practice
• Continuing education has included studies at Harvard University Law School, receiving a Certificate in Securities Regulation
• Graduated as Valedictorian from the Katz Graduate School, University of Pittsburgh ...

  • Sept 10, 2026
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Keith Loveland Mediation Services

What is Mediation?

• Mediation is an informal, voluntary process in which the mediator facilitates negotiations between disputing parties, helping them to find their own mutually acceptable resolution. What distinguishes mediation from other forms of dispute resolution is that the mediator does not impose the solution, but rather, helps make it possible for the parties to craft and accept the solution themselves.

• Mediation provides public customers, member firms of various securities organizations, independent small and large investment firms, and associated persons with an effective way to resolve their disputes ...

  • Sept 08, 2026
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Financial Services Industry

Financial Services

• Member of Financial Planning Association of Minnesota since 1983
• Subject Matter Expert, Series 63/65/66 revisions, North American Securities Administrators' Association (NASAA)
• Arbitrator for National Futures Association and American Arbitration Association
• American Bar Association, Business Law Section, Committee on Federal Regulation of Securities, and Committee on State Regulation of Securities
• Member and Director, Securities Experts' Roundtable (SER)

  • Sept 02, 2026
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Providing Support

"I have assisted both claimants and respondents in providing behind-the-scenes support as well as on-the-stand expert testimony."

  • CONTACT

    500 Wells Fargo Plaza
    7900 Xerxes Avenue South
    Minneapolis, MN 55431
  • Office Hours

    Mon - Fri 9:00 - 05:00
    Saturday 10:00 - 03:00
  • Phone

    Phone: 952-746-1106
    Cell: 612-961-6019
  • Email

    kloveland@cap-mgt.com
Loveland Consulting