VIDEO: Enterprise Wide Risk Assessment | Cybersecurity Policies and Procedures | by Keith Loveland

IN THIS VIDEO KEITH LOVELAND TALKS ABOUT:
•  Enterprise Wide Risk Assessments, Anti-Money Laundering Audits, Creation of Regulation S-P Privacy Programs, Cybersecurity Policies and Procedures, Disaster Recovery Plans, and Fiduciary Assessments.
•  "My clients often begin with an Enterprise Wide Risk Assessment. The facts we discover during a Risk Assessment create a foundation for meeting at least 4 regulatory requirements."

"I am an attorney admitted to the Bar in the State of Minnesota, Federal District Court (MN) and 8th Circuit Court of Appeals. I am a member in good standing of Minnesota and American Bar Associations."

I have taught cybersecurity and privacy law, insurance law, securities law, portfolio construction, and fiduciary practices for many years. I routinely am asked to provide tutoring for persons seeking:
•  Series 4 - Registered Options Principal
•  Series 7 - General Securities Representative Exam
•  Series 9/10 - General Securities Sales Supervisor Exam
•  Series 27 - Financial and Operations Principal Exam
•  Series 65 - Uniform Investment Adviser Law Exam