Keith Loveland Teaching IAR CE on November 7th

WHEN: Friday, November 7, 2025
WHERE: at the FPA MN Offices of Ewald Consulting
(1601 Utica Ave S, Minneapolis, MN 55416)
REGISTER: Registration Information HERE

Minnesota adopted a continuing education (CE) requirement for both state-registered and federal covered investment adviser representatives (IARs) effective January 1, 2025. Every Investment Adviser Representative must annually complete 12 CE credits to maintain their IAR registration; 6 credits in Ethics and Professional Responsibility, and 6 credits in Products and Practices.

Keith Loveland Will Teach 6 IAR CE Credits of Ethics and Professional Responsibility on Friday, November 7, 2025, at the FPA MN offices of Ewald Consulting, our association executive director, in the Assemble Conference Room (First Floor), 1601 Utica Ave S, Minneapolis, Minnesota 55416. Learn more about Ewald Consulting HERE

Join us on Friday, November 7th for this comprehensive workshop, where we will explore:
• Fiduciary duties,
• Prudent practices required for investment advisers,
• The myriad of conflicts of interest,
• and the real-world application of ethical principles and professional responsibility.

Keith will use more than a dozen real-world scenarios. Participants at Keith’s September presentation enjoyed the experience!

Registration information available HERE

FPA of Minnesota is an approved course provider. Keith Loveland is an approved course instructor. The November 7th course is approved for 6 IAR CE credits of Ethics and Professional Responsibility. NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are my/our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.

Keith Loveland Will Teach 6 IAR CE Credits of Ethics and Professional Responsibility on Friday, November 7, 2025.

The IAR is responsible for ensuring that the course provider reports the IAR’s completion of the course by collecting the IAR's CRD number, and first and last names. The IAR may want to ensure they receive documentation for courses attended. The IAR can self-monitor course submissions by logging into their FinPro account.

NOTE: IAR CE credits must be reflected in the CRD System before the CRD System Shutdown Date, a date set by FINRA – typically earlier than December 31st year-end.