Experience










Admitted to Federal District Court

EDUCATION / EXPERIENCE

Keith Alden Loveland

• BA in Pre-Law & Philosophy from the University of Minnesota, Duluth, and a Juris Doctor from William Mitchell College of Law
• Admitted to law practice in Minnesota, and also admitted to Federal District Court and Court of Appeals practice
• Continuing education has included studies at Harvard University Law School, receiving a Certificate in Securities Regulation
• Graduated as Valedictorian from the Katz Graduate School, University of Pittsburgh as an Accredited Investment Fiduciary Analyst (AIFA®)
• Certified Investments and Derivatives Auditor (CIDA®)
• Global Fiduciary Strategist (GFS®) designation
• A Qualified neutral under Rule 114 of the Minnesota General Rules of Practice
• CEFEX™ Certified Fiduciary Analyst

"As an Expert Witness, I help an arbitrator or jury understand the complex issues upon which a decision must be based in securities cases."

Investments Subject Matter Expert
Financial Services

INDUSTRY INVOLVEMENT

Current Financial Services Industry Involvement
• Member and Director, Financial Planning Association of Minnesota.
• Subject Matter Expert, Series 63/65/66 revisions, North American Securities Administrators' Association (NASAA).
• Arbitrator for National Futures Association and American Arbitration Association.
• American Bar Association, Business Law Section, Committee on Federal Regulation of Securities, and Committee on State Regulation of Securities.
• Member and Director, Securities Experts' Roundtable (SER).
• Professional Member, International Association of Privacy Professionals (IAPP). Professional Member, ISACA®.

"I can provide persuasive testimony on standard industry practices; pertinent securities regulations and the methods used to calculate and analyze damages."

EXAM HISTORY

Keith Alden Loveland

I've taken and passed the following license exams:

• Series 7 - General Securities Representative
• Series 63 - Uniform Securities Agent State Law Examination
• Series 24 - General Securities Principal
• Series 4 - Registered Options Principal
• Series 27 - Financial and Operations Principal
• Series 8 - General Securities Sales Supervisor
• Series 5 - Debt Securities Registered Options Principal
• Series 15 - Foreign Currency Registered Options Principal
• Series 3 - Commodity Futures Representative
• Series 53 - Municipal Securities Sales Supervisor
• Series 65 - Uniform Investment Advisor Law Examination
• Series 66 - Uniform Combined State Law Examination

"The need for expert assistance in cases involving securities is often critical. I am regularly called upon to assist with case design and support - and as an expert witness."

Foreign Currency Registered Options Principal

  • CONTACT

    500 Wells Fargo Plaza
    7900 Xerxes Avenue South
    Minneapolis, MN 55431

  • Hours

    Mon - Fri 9:00 - 05:00
    Saturday 10:00 - 03:00

  • Phone

    Phone: 952-746-1106
    Cell: 612-961-6019

  • Email

    Keith Loveland, JD, Attorney at Law
    kloveland@cap-mgt.com
Meet Keith Loveland