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Exam History

I've taken taken and passed the following Securities license exams:

EXAM      TITLE
Series 7      General Securities Representative
Series 63      Uniform Securities Agent State Law Examination
Series 24      General Securities Principal
Series 4      Registered Options Principal
Series 27      Financial and Operations Principal
Series 8      General Securities Sales Supervisor
Series 5      Debt Securities Registered Options Principal
Series 15      Foreign Currency Registered Options Principal
Series 3      Commodity Futures Representative
Series 53      Municipal Securities Sales Supervisor
Series 65      Uniform Investment Advisor Law Examination
Series 66      Uniform Combined State Law Examination

 

For more information, contact Keith Loveland, 952-746-1106, or by email at: kloveland@cap-mgt.com